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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-11
CA RA APPROVED 2019-09-18
  • TX RA
    APPROVED
    Since 2020-11-11
  • CA RA
    APPROVED
    Since 2019-09-18

Branch Locations

4900 Hopyard Rd, Pleasanton, CA 94588 • United States

Hayward, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 08/2002 Present
Other Businesses

I*846283For profit or not for profit: Entity For ProfitName of outside business organization: University and Student ServicesInvestment related: NAddress of business: Naperville, Illinois, 60565Nature of business: ["Corporation"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 8/6/2022Number of hours devoted: 8 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Purpose from website : "USS is the largest, single source of university and student services in the nation. We service over 100 universities with custom move-in solutions and direct-to-student fundraising services. We contract with each institution or pro I*2535335, Entity Type: Entity For Profit, Name of OBA: G Enterprises Inc DBA Ta Danado Jiu Jitsu Hayward, Address: Hayward, California, 94541, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 05/26/2025, No Hours: 20 Weekly, No Hours during Trading: 0 Weekly, Duties: Martial arts gym. Responsible for memberships, finances, and decision making for the gym. I will be the owner of the gym.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-17
  • S66 Uniform Combined State Law Examination
    2019-09-17
Other Names
  • Edwin A Galindo
  • Edwin Augustito Galindo

View on SEC IAPD

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