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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-07 |
| LA | RA | APPROVED | 2018-11-06 |
Branch Locations
Mandeville, LA • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fs2 Capital Partners, Llc | Philadelphia | PA | 07/2013 | 05/2017 |
| Cion Securities, Llc | New York | NY | 08/2017 | 10/2018 |
| Fisher Investments | Camas | WA | 11/2018 | Present |
| Name of the other business: TAUNTON FARMS | Investment-related? NO | Address of the other business: | Nature of the other business: FARM | Position, title, or relationship with the other business: PART OWNER | Start date of your relationship: 11/2005 | Approximate number of hours/month you devote to the other business: 0 | Number of hours you devote to the other business during securities trading hours: 0 | Duties relating to the other business: MINIMAL DECISION MAKING ON RUNNING ACTIVITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-23 |
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