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Stephanie Charlene Hosonuma

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-18
CA RA APPROVED 2017-03-22
  • TX RA
    APPROVED_RES
    Since 2019-07-18
  • CA RA
    APPROVED
    Since 2017-03-22

Branch Locations

360 Hamilton Ave Global Human Resources- The Academy, White Plains, NY 10601 • United States

2555 W Chandler Blvd, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 11/2007 Present
Bank Of America, N.A. Chandler AZ 04/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-20
  • S66 Uniform Combined State Law Examination
    2017-03-20
Other Names
  • Stephanie Charlene Ball
  • Stephanie C Hosonuma

View on SEC IAPD

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