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Dean Keith Richardson

Blackrock Investment Management, LLC

Atlanta, GA

Princeton, NJ

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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-10-10
NJ RA APPROVED 2024-10-09
  • GA RA
    APPROVED
    Since 2024-10-10
  • NJ RA
    APPROVED
    Since 2024-10-09

Branch Locations

725 Ponce De Leon Ave Ne, Atlanta, GA 30306 • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Virginia Beach VA 11/2015 02/2018
Td Ameritrade, Inc. Radnor PA 02/2018 06/2024
Td Ameritrade Investment Management, Llc Radnor PA 02/2018 06/2024
Charles Schwab & Co., Inc. Atlanta GA 01/2022 09/2024
Charles Schwab Bank, Ssb Atlanta GA 07/2022 09/2024
Blackrock Investments, Llc Atlanta GA 09/2024 Present
Blackrock Atlanta GA 09/2024 Present
  • 11/2015 → 02/2018
    Scottrade
    Virginia Beach, VA
  • 02/2018 → 06/2024
    Td Ameritrade, Inc.
    Radnor, PA
  • 02/2018 → 06/2024
    Td Ameritrade Investment Management, Llc
    Radnor, PA
  • 01/2022 → 09/2024
    Charles Schwab & Co., Inc.
    Atlanta, GA
  • 07/2022 → 09/2024
    Charles Schwab Bank, Ssb
    Atlanta, GA
  • 09/2024 → Present
    Blackrock Investments, Llc
    Atlanta, GA
  • 09/2024 → Present
    Blackrock
    Atlanta, GA
Previous Registrations
  • 2022-01-26 → 2024-09-25
    Charles Schwab & Co., Inc.
    Atlanta, GA
    Atlanta, GA
    Radnor, PA
    Alpharetta, GA
  • 2018-02-26 → 2022-12-06
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Virginia Beach, VA
    Radnor, PA
    Atlanta, GA
    Omaha, NE
  • 2018-04-13 → 2022-10-14
    Td Ameritrade, Inc.
    Virginia Beach, VA
    Radnor, PA
    Scottsdale, AZ
    Omaha, NE
    Atlanta, GA
  • 2017-04-03 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
S63 Uniform Securities Agent State Law Examination 2016-03-18
  • S66 Uniform Combined State Law Examination
    2017-04-03
  • S63 Uniform Securities Agent State Law Examination
    2016-03-18
Other Names
  • Dean Richardson

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · Atlanta, GA
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