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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-04
  • NY RA
    APPROVED
    Since 2023-08-04

Branch Locations

100 Corporate Pkwy Ste 118, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Amherst NY 04/2015 12/2018
Mml Investors Services Amherst NY 10/2016 12/2018
Valic Financial Advisors, Inc. V NH 12/2018 07/2023
Agia Houston TX 12/2022 07/2023
Principal Life Insurance Company Amherst NY 07/2023 Present
Principal Securities Inc Amherst NY 07/2023 Present
  • 04/2015 → 12/2018
    Massachusetts Mutual Life Insurance Company
    Amherst, NY
  • 10/2016 → 12/2018
    Mml Investors Services
    Amherst, NY
  • 12/2018 → 07/2023
    V, NH
  • 12/2022 → 07/2023
    Agia
    Houston, TX
  • 07/2023 → Present
    Principal Life Insurance Company
    Amherst, NY
  • 07/2023 → Present
    Amherst, NY
Previous Registrations
Other Businesses

**INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2023 ADDRESS: 100 Corporate Parkway, Suite 118, Amherst NY 14226, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers. **PKM EMPLOYEE SERVICES LLC POSITION: Co-Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/05/2026 ADDRESS: 100 Corporate Pkwy, Suite 118, Amherst NY 14226, United States DESCRIPTION: Chris Midecke, Paul Podsiadlo & Ben Kopp established this LLC to allow for payment to non-registered private staff. All 3 own the LLC equally and have access to check writing. At this time no other services or plans are in place for this LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-04
S63 Uniform Securities Agent State Law Examination 2016-11-10
  • S65 Uniform Investment Adviser Law Examination
    2019-06-04
  • S63 Uniform Securities Agent State Law Examination
    2016-11-10
Other Names
  • Benjamin Kopp
  • Benjamin H. Kopp
  • Benjamin Huges Kopp

View on SEC IAPD

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