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Paul Anthony Koch

Robert W. Baird & Co. Incorporated

Peoria, AZ

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-07-05
TX RA APPROVED 2023-07-05
  • AZ RA
    APPROVED
    Since 2023-07-05
  • TX RA
    APPROVED
    Since 2023-07-05

Branch Locations

16155 North 83Rd Ave. Ste 205, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Surprise AZ 04/2007 09/2016
Morgan Stanley Smith Barney Surprise AZ 06/2009 09/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
Ameriprise Financial Services, Inc. Sun City AZ 09/2016 07/2023
Robert W. Baird Sun City AZ 07/2023 Present
  • 04/2007 → 09/2016
    Morgan Stanley & Co., Incorporated
    Surprise, AZ
  • 06/2009 → 09/2016
    Morgan Stanley Smith Barney
    Surprise, AZ
  • 01/2015 → 09/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2016 → 07/2023
    Ameriprise Financial Services, Inc.
    Sun City, AZ
  • 07/2023 → Present
    Robert W. Baird
    Sun City, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-04
  • S66 Uniform Combined State Law Examination
    2005-02-04
Other Names
  • Paul A Koch
  • Paul Koch

View on SEC IAPD

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Other Offices

CLARUS WEALTH ADVISORS, LLC · PEORIA, AZ
EDWARD JONES · PEORIA, AZ
EDWARD JONES · SUN CITY, AZ
J.P. MORGAN SECURITIES LLC · PEORIA, AZ
TACTIVE ADVISORS, LLC · Peoria, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
KINGDOM FINANCIAL GROUP, LLC · PEORIA, AZ

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