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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-03-22
  • CA RA
    APPROVED
    Since 2016-03-22

Branch Locations

Petaluma, CA • United States

275 Battery Street Suite 700, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa-Advisors, Llc New York NY 02/2016 06/2020
Equitable Advisors, Llc New York NY 02/2016 Present
Other Businesses

Board member, VP of Membership, Increasing membership and collecting dues, 01/2022, approx. 5 hrs. month, no comp.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-15
  • S66 Uniform Combined State Law Examination
    2016-03-15

View on SEC IAPD

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