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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-08-09 |
Branch Locations
1700 Silverbrook Drive; Second Floor, West Bend, WI 53095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Glendale | WI | 10/2015 | 09/2016 |
| Thrivent Investment Management Inc | West Bend | WI | 10/2016 | 01/2019 |
| Thrivent Financial | Appleton | WI | 10/2016 | 12/2016 |
| Thrivent Financial | Appleton | WI | 12/2016 | 01/2019 |
| The Prudential Insurance Company Of America | Wauwatosa | WI | 01/2019 | 05/2019 |
| Pruco Securities, Llc | Wauwatosa | WI | 01/2019 | 05/2019 |
| Vizance | Hartland | WI | 06/2019 | 08/2019 |
| E.H. Wolf & Sons | Slinger | WI | 10/2019 | 12/2019 |
| Securities America, Inc. | Fond Du Lac | WI | 01/2020 | 07/2022 |
| Securities America Advisors | Fond Du Lac | WI | 06/2020 | 07/2022 |
| Baird | West Bend | WI | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-25 |
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