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Dimitri Dilhan Rodrigo

Frec

Brookline, MA

San Francisco, CA

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Current Employers
Frec

301 Howard St., Suite 1410, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-05-22
  • MA RA
    APPROVED
    Since 2024-05-22

Branch Locations

Brookline, MA • United States

301 Howard St., Suite 1410, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ustocktrade Securities, Inc. Newton MA 08/2015 06/2020
Ustocktrade Securities, Inc. Newton MA 07/2020 09/2020
M1 Finance Chicago IL 12/2020 04/2022
Frec Markets, Inc. San Francisco CA 04/2022 Present
Frec Securities Llc San Francisco CA 05/2022 Present
Frec Advisers Llc San Francisco CA 04/2024 Present
  • 08/2015 → 06/2020
    Ustocktrade Securities, Inc.
    Newton, MA
  • 07/2020 → 09/2020
    Ustocktrade Securities, Inc.
    Newton, MA
  • 12/2020 → 04/2022
    M1 Finance
    Chicago, IL
  • 04/2022 → Present
    Frec Markets, Inc.
    San Francisco, CA
  • 05/2022 → Present
    Frec Securities Llc
    San Francisco, CA
  • 04/2024 → Present
    Frec Advisers Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-21
S63 Uniform Securities Agent State Law Examination 2016-04-11
  • S65 Uniform Investment Adviser Law Examination
    2023-12-21
  • S63 Uniform Securities Agent State Law Examination
    2016-04-11

View on SEC IAPD

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