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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

3800 E La Palma Ave, Anaheim, CA 92807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 10/2015 07/2018
Jp Morgan Chase Bank, Na Los Angeles CA 10/2015 12/2016
Jp Morgan Chase Bank, Na Los Angeles CA 12/2016 07/2018
Jp Morgan Chase Bank Na Marina Del Rey CA 07/2018 08/2019
Jp Morgan Securities, Llc Marina Del Rey CA 07/2018 08/2019
Jp Morgan Securities, Llc El Monte CA 09/2019 05/2021
Jpmorgan Chase Bank N.A El Monte CA 09/2019 05/2021
Wells Fargo Clearing Services, Llc Redondo Beach CA 05/2021 12/2021
Wells Fargo Bank, Na Redondo Beach CA 05/2021 12/2021
J.P. Morgan Securities Llc Torrance CA 01/2022 07/2023
Jp Morgan Chase Bank, N.A. Torrance CA 01/2022 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Hills Estates CA 07/2023 02/2024
Bank Of America N.A. Rolling Hills Estates CA 08/2023 02/2024
U.S. Bancorp Investments, Inc. Long Beach CA 02/2024 02/2026
U.S. Bancorp Advisors, Llc Anaheim CA 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-21
S63 Uniform Securities Agent State Law Examination 2015-11-24
  • S66 Uniform Combined State Law Examination
    2019-08-21
  • S63 Uniform Securities Agent State Law Examination
    2015-11-24

View on SEC IAPD

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