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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Los Angeles | CA | 10/2015 | 07/2018 |
| Jp Morgan Chase Bank, Na | Los Angeles | CA | 10/2015 | 12/2016 |
| Jp Morgan Chase Bank, Na | Los Angeles | CA | 12/2016 | 07/2018 |
| Jp Morgan Chase Bank Na | Marina Del Rey | CA | 07/2018 | 08/2019 |
| Jp Morgan Securities, Llc | Marina Del Rey | CA | 07/2018 | 08/2019 |
| Jp Morgan Securities, Llc | El Monte | CA | 09/2019 | 05/2021 |
| Jpmorgan Chase Bank N.A | El Monte | CA | 09/2019 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Redondo Beach | CA | 05/2021 | 12/2021 |
| Wells Fargo Bank, Na | Redondo Beach | CA | 05/2021 | 12/2021 |
| J.P. Morgan Securities Llc | Torrance | CA | 01/2022 | 07/2023 |
| Jp Morgan Chase Bank, N.A. | Torrance | CA | 01/2022 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Hills Estates | CA | 07/2023 | 02/2024 |
| Bank Of America N.A. | Rolling Hills Estates | CA | 08/2023 | 02/2024 |
| U.S. Bancorp Investments, Inc. | Long Beach | CA | 02/2024 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Anaheim | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-24 |
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