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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2017-04-19 |
Branch Locations
2077 N St Ste 210, Lincoln, NE 68510 • United States
Hickman, NE • United States
18205 Capitol Ave Ste 300, Elkhorn, NE 68022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Lincoln | NE | 10/2015 | 01/2019 |
| Principal Life Insurance | Lincoln | NE | 01/2019 | Present |
| Principal Securities Inc | Lincoln | NE | 03/2016 | Present |
**NEBRASKA ARMY NATIONAL GUARD POSITION: Officer NATURE: Military INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2014 ADDRESS: 2433 NW 24th Street, Lincoln NE 68524, United States DESCRIPTION: Military Police Officer. **City Council Hickman, NE; Not Investment Related; Hickman, NE; Elected Official; The City Council shall have all powers granted under the laws of the State of Nebraska, including but not limited to the following: 1. To pass ordinances to prevent and remove nuisances; 2. To prevent, restrain and suppress gambling and disorderly houses; 3. To license and regulate amusements; 4. To establish and provide for police protection; 5. To prevent the spread of contagious diseases; 6. To regulate business; 7. To erect, repair, construct and regulate public ways and property; 8. To maintain good government, public welfare and domestic tranquility; and 9. To enforce all ordinances by imposing penalties upon inhabitants or other persons for violation thereof not exceeding the am; Start Date: 11/21/2022; 10 hrs per month; 0 during trading hours. **FIXED INSURANCE POSITION: Life, DI, LTC, Group NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2016 ADDRESS: 2077 N Street, Ste 210, Lincoln NE 68510, United States DESCRIPTION: Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-22 |
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