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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-05
  • PA RA
    APPROVED
    Since 2025-09-05

Branch Locations

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Absolute Value Tutoring Academy Pittsburgh PA 05/2026 Present
Apple, Inc. Bethel Park PA 10/2016 05/2026
Avantax Investment Services, Inc. Pittsburgh PA 12/2018 09/2025
Mad Mex Restaurant Carnegie PA 12/2015 03/2017
Thomas B Etzel Pc Pittsburgh PA 03/2018 Present
Avantax Advisory Services Pittsburgh PA 11/2021 09/2025
Cetera Wealth Services, Llc Bethel Park PA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2026 → Present
    Absolute Value Tutoring Academy
    Pittsburgh, PA
  • 10/2016 → 05/2026
    Apple, Inc.
    Bethel Park, PA
  • 12/2018 → 09/2025
    Avantax Investment Services, Inc.
    Pittsburgh, PA
  • 12/2015 → 03/2017
    Mad Mex Restaurant
    Carnegie, PA
  • 03/2018 → Present
    Thomas B Etzel Pc
    Pittsburgh, PA
  • 11/2021 → 09/2025
    Avantax Advisory Services
    Pittsburgh, PA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Bethel Park, PA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-11-30 → 2025-09-05
    Avantax Advisory Services
    Pittsburgh, PA
Other Businesses

1) Thomas B. Etzel, PC 76 Mount Lebanon Blvd Pittsburgh PA 15228 Accounting Services/Tax Preparation Independent Contractor 3/9/2018~12hrs~12hrs~Most of my work is administrative, sometimes also serving as IT support, with the occasional bookkeeping work as well. 2) Foundation for Global Peace Building 370 Castle Shannon Blvd. P.O. Box 14804 Pittsburgh PA 15234 Other 7/17/2019 1hrs~1hrs I will approve the minutes from our board meetings and provide input on decisions we make as a board. We are also voting members so we will vote on any motions that need action. 3) THOMAS B. ETZEL, PC POSITION: Independent Contractor NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 03/09/2018 ADDRESS: 35 Highland Road, Unit 1408, Bethel Park PA 15102, United States DESCRIPTION: Most of my work is administrative, sometimes also serving as IT support, with the occasional bookkeeping work as well. 4) NAME OF OTHER BUSINESS: ABSOLUTE VALUE TUTORING ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 180 FORT COUCH ROAD, SUITE 15, PITTSBURGH, PA 15241; NATURE OF BUSINESS: TUTORING; START DATE: 5/2026; POSITION/TITLE/RELATIONSHIP: ASSOCIATE EDUCATOR OF TECHNOLOGY; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: TEACH TECHNOLOGY CLASSES AND WORK WITH ADULT STUDENTS PRIVATELY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-16
S63 Uniform Securities Agent State Law Examination 2019-06-03
  • S65 Uniform Investment Adviser Law Examination
    2019-09-16
  • S63 Uniform Securities Agent State Law Examination
    2019-06-03
Other Names
  • Mark Etzel

View on SEC IAPD

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