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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-09
  • WI RA
    APPROVED
    Since 2024-01-09

Branch Locations

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Milwaukee WI 09/2022 Present
Williams Sonoma Wauwatosa WI 11/2019 09/2022
Fund Development Corp. Wauwatosa WI 05/2013 12/2019
Hilton Lake Taupo Taupo 06/2018 03/2019
Cleary Gull Advisors/Johnson Financial Group Milwaukee WI 10/2015 01/2018
  • 09/2022 → Present
    Robert W. Baird
    Milwaukee, WI
  • 11/2019 → 09/2022
    Williams Sonoma
    Wauwatosa, WI
  • 05/2013 → 12/2019
    Fund Development Corp.
    Wauwatosa, WI
  • 06/2018 → 03/2019
    Hilton Lake Taupo
    Taupo
  • 10/2015 → 01/2018
    Cleary Gull Advisors/Johnson Financial Group
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-08
  • S66 Uniform Combined State Law Examination
    2024-01-08
Other Names
  • Mary Lee Nicholas Hope

View on SEC IAPD

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