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Keith W Hier

Hightower Advisors, LLC

Chicago, IL

Omaha, NE

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-10-12
NE RA APPROVED 2016-08-18
  • AZ RA
    APPROVED
    Since 2017-10-12
  • NE RA
    APPROVED
    Since 2016-08-18

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

13616 California St. Ste 110, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Omaha NE 08/2016 Present
Hightower Advisors, Llc Omaha NE 08/2016 Present
Previous Registrations
Other Businesses

Capital Avenue Wealth Advisors, LLC - ADMINISTRATIVE SERVICES COMPANY RELATED TO RIA PRACTICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-13
  • S66 Uniform Combined State Law Examination
    2005-01-13

View on SEC IAPD

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