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Theodore Robert Goetz

Alliancebernstein L.P.

Los Angeles, CA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-05
FL RA APPROVED 2021-05-19
CA RA APPROVED 2020-02-25
  • AZ RA
    APPROVED
    Since 2026-08-05
  • FL RA
    APPROVED
    Since 2021-05-19
  • CA RA
    APPROVED
    Since 2020-02-25

Branch Locations

1999 Avenue Of The Stars Suite 2150, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Los Angeles CA 09/2015 Present
Alliancebernstein L.P. Los Angeles CA 09/2025 Present
  • 09/2015 → Present
    Sanford C. Bernstein & Co., Llc
    Los Angeles, CA
  • 09/2025 → Present
    Alliancebernstein L.P.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-25
S63 Uniform Securities Agent State Law Examination 2015-10-29
  • S66 Uniform Combined State Law Examination
    2020-02-25
  • S63 Uniform Securities Agent State Law Examination
    2015-10-29

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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