Teresa Lynne Fritz

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-05-31

NC RA
APPROVED

Since 2022-05-31

Branch Locations

68 Highway 107 S, Cashiers, NC 28717 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Sylva	NC	10/2015	11/2016
Wells Fargo Bank Na	Sylva	NC	01/2008	Present
Wells Fargo Clearing Services, Llc	Sylva	NC	11/2016	Present

10/2015 → 11/2016

Wells Fargo Advisors Llc

Sylva, NC
01/2008 → Present

Wells Fargo Bank Na

Sylva, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Sylva, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-05-23
S63	Uniform Securities Agent State Law Examination	2016-04-05

S65 Uniform Investment Adviser Law Examination

2022-05-23
S63 Uniform Securities Agent State Law Examination

2016-04-05

Other Names

Teresa Lynne Mewhorter
Teresa Lynne Haverkost
Teresa Fritz