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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-20 |
| CA | RA | APPROVED | 2016-02-10 |
Branch Locations
100 Century Center Court Suite 340, San Jose, CA 95112 • United States
Los Gatos, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | San Jose | CA | 09/2015 | Present |
| Mml Investors Services Llc | San Jose | CA | 11/2015 | Present |
(1) NAME: HARRIS PRIVATE WEALTH MANAGEMENT & INSURANCE SOLUTIONS INC INV REL: Y ADD: 1735 N. 1ST STREET, SUITE 301 SAN JOSE CA 95112 NATURE: IA REP POSITON: VICE PRESIDENT START DATE: 10/01/2022 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 130 DUTIES: GENERAL MANAGEMENT OF THE FIRM AS WELL AS ACTING AS WEALTH MANAGMENT ADVISOR TO CLIENTS (2) NAME: HARRIS PRIVATE WEALTH MANAGEMENT & INSURANCE SOLUTIONS INC INV REL: Y ADD: 100 CENTURY CENTER COURT, SUITE 340, SAN JOSE, CA 95112 NATURE: LIFE, DI, LTC FIXED ANNUITIES POSITION: FINANCIAL ADVISOR START DATE: 1/1/2023 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: USING OUTSIDE BROKERAGES AND OR DIRECT CONTRACTING WITH INSURANCE CARRIERS TO PROVIDE FIXED INSURANCE ALTERNATIVES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-08 |
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