Briana Marie Schmidt

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2015-12-28

MN RA
APPROVED

Since 2015-12-28

Branch Locations

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Excelsior	MN	08/2009	Present
Wells Fargo Advisors,Llc	Excelsior	MN	10/2015	11/2016
Wells Fargo Clearing Services, Llc	Excelsior	MN	11/2016	Present

08/2009 → Present

Wells Fargo Bank, Na

Excelsior, MN
10/2015 → 11/2016

Wells Fargo Advisors,Llc

Excelsior, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Excelsior, MN

Other Businesses

DOTERRA ESSENTIAL OILS; NOT INV RELATED; EXCELSIOR, MN; WELLNESS ADVOCATE; START 04/01/2014; 2 HOURS PER MONTH/0 DURING TRADING. VOLLEYBALL SUMMER CAMP; NOT INV RELATED; WATERTOWN; WI; ASSISTANT COACH; START DATE 6/1/2013. POWER OF ATTORNEY FOR AUNT; INV. RELATED; FORT WAYNE, IN; START DATE 3/2020; 2 HRS PER MONTH; 0 HRS DURING TRADING. LUTHER PREPARATORY SCHOOL; NOT INV RELATED; WATERTOWN, WI; VOLLEYBALL CAMP COACH; START 07/12/2024; 32 HOURS PER MONTH; 1 HOUR DURING TRADING; VOLLEYBALL CAMP COACH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-12-28
S63	Uniform Securities Agent State Law Examination	2015-12-03

S65 Uniform Investment Adviser Law Examination

2015-12-28
S63 Uniform Securities Agent State Law Examination

2015-12-03

Other Names

Briana Czer
Briana Marie Czer

View on SEC IAPD