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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-04 |
| RI | RA | APPROVED | 2024-11-22 |
Branch Locations
One Financial Plaza 19Th Floor, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Providence | RI | 10/2013 | 05/2018 |
| Unemployed | Walpole | MA | 05/2018 | 11/2019 |
| Commonwealth Financial | Needham | MA | 11/2019 | 10/2024 |
| E3 Financial Planning | Needham | MA | 01/2020 | 10/2024 |
| Morgan Stanley | Providence | RI | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-08 |
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