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Kristen A Springer

Morgan Stanley

Providence, RI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-04
RI RA APPROVED 2024-11-22
  • TX RA
    APPROVED_RES
    Since 2024-12-04
  • RI RA
    APPROVED
    Since 2024-11-22

Branch Locations

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Providence RI 10/2013 05/2018
Unemployed Walpole MA 05/2018 11/2019
Commonwealth Financial Needham MA 11/2019 10/2024
E3 Financial Planning Needham MA 01/2020 10/2024
Morgan Stanley Providence RI 10/2024 Present
  • 10/2013 → 05/2018
    Morgan Stanley Smith Barney Llc
    Providence, RI
  • 05/2018 → 11/2019
    Unemployed
    Walpole, MA
  • 11/2019 → 10/2024
    Commonwealth Financial
    Needham, MA
  • 01/2020 → 10/2024
    E3 Financial Planning
    Needham, MA
  • 10/2024 → Present
    Providence, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-08
  • S66 Uniform Combined State Law Examination
    2006-09-08
Other Names
  • Kristen A Wilczynski
  • Kristen A Wilczynski

View on SEC IAPD

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