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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-01-09 |
| TX | RA | APPROVED | 2026-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Tualatin | OR | 02/2014 | 01/2021 |
| U.S. Bancorp Investments, Inc. | Tualatin | OR | 04/2014 | 01/2021 |
| Ameriprise Financial Services, Llc | Salem | OR | 01/2021 | 01/2026 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2026 | Present |
| Cetera Investment Advisers Llc | Tigard | OR | 01/2026 | Present |
1. CONDOMINIUM RENTAL, 50% OWNER, 15 MINS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-25 |
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