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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-18 |
| TX | RA | APPROVED | 2025-08-18 |
Branch Locations
1 Front Street, San Francisco, CA 94111 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piedmont Group | Atlanta | GA | 09/2016 | 01/2017 |
| Primerica Financial Services | Duluth | GA | 01/2017 | 01/2019 |
| Fire Inc | Atlanta | GA | 11/2016 | 12/2016 |
| Avantax Wealth Management/Formerly 1St Global Research & Consult | Dallas | TX | 01/2019 | 04/2020 |
| Raymond James And Associates, Inc | St Petersburg | FL | 07/2020 | 04/2021 |
| Purshe Kaplan Sterling Investements | Albany | NY | 05/2021 | 08/2021 |
| J.P. Morgan Securities Llc | Plano | TX | 10/2021 | 11/2024 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 10/2021 | 11/2024 |
| Varsity Tutors | St. Louis | MO | 05/2020 | Present |
| Gap Inc. | Atlanta | GA | 08/2016 | 09/2016 |
| Southern Bayou Properties, Llc | Panama City | FL | 04/2024 | Present |
| Texas Capital Bank | Dallas | TX | 11/2024 | 06/2025 |
| J.P. Morgan Securities Llc | San Francisco | CA | 07/2025 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 07/2025 | 10/2025 |
| Kitch & Caboodle, Llc | Richmond | CA | 07/2025 | 08/2025 |
Entity Name: Southern Bayou Properties, LLC Investment related: No Address: 1123 MLK Jr. Blvd., Panama City, FL 32401 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/03/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner/Partner. LLC manages a commercial property that my wife and I own. Entity Name: Varsity Tutors Investment related: No Address: 101 S. Hanley Rd., Suite 300 St. Louis, MO 63105 Nature of the other business: Tutoring Position/Title/Relationship: Employee/Contractor Start Date: 05/28/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Tutor/Academic Coach. Company provides tutoring services."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-07 |
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