Russell Paige Smith

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-03
NJ	RA	APPROVED	2019-08-27

NY RA
APPROVED

Since 2021-05-03
NJ RA
APPROVED

Since 2019-08-27

Branch Locations

3200 Broadway, New York, NY 10027 • United States

2218 Fifth Avenue, New York, NY 10037 • United States

300 W. 135Th Street, New York, NY 10030 • United States

103 E 125Th St, New York, NY 10035 • United States

55 West 125Th Street, New York, NY 10027 • United States

350 W 125Th St, New York, NY 10027 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Summit Equities, Inc.	Parsippany	NJ	10/2015	12/2018
Purshe Kaplan Sterling Investments	Albany	NY	01/2018	08/2019
Summit Financial, Llc	Parsippany	NJ	01/2018	08/2019
Jp Morgan Securities, Llc	New York	NY	08/2019	Present
Jp Morgan Chase Bank, N.A.	New York	NY	08/2019	Present

10/2015 → 12/2018

Summit Equities, Inc.

Parsippany, NJ
01/2018 → 08/2019

Purshe Kaplan Sterling Investments

Albany, NY
01/2018 → 08/2019

Summit Financial, Llc

Parsippany, NJ
08/2019 → Present

Jp Morgan Securities, Llc

New York, NY
08/2019 → Present

Jp Morgan Chase Bank, N.A.

New York, NY

Previous Registrations

2019-01-03 → 2019-08-05

Summit Financial, Llc

Parsippany, NJ
2016-06-24 → 2018-12-27

Summit Equities, Inc.

Parsippany, NJ

Parsippany, NJ
2016-07-22 → 2018-09-20

Summit Financial Resources Inc

Parsippany, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-11

S66 Uniform Combined State Law Examination

2016-06-11

Other Names

Russ Smith

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