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James Ross Hall

Allworth Financial, L.P.

Addison, TX

Folsom, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-27
  • TX RA
    APPROVED
    Since 2025-02-27

Branch Locations

15725 Dallas Parkway Suite 600, Addison, TX 75001 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Dallas TX 09/2013 01/2021
Ayco/Goldman Sachs & Co. Llc New York NY 01/2021 04/2023
Unemployed Addison TX 04/2023 10/2023
First Command Financial Services Fort Worth TX 10/2023 12/2024
Aw Securities Addison TX 02/2025 Present
Allworth Financial Addison TX 02/2025 Present
  • 09/2013 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Dallas, TX
  • 01/2021 → 04/2023
    Ayco/Goldman Sachs & Co. Llc
    New York, NY
  • 04/2023 → 10/2023
    Unemployed
    Addison, TX
  • 10/2023 → 12/2024
    First Command Financial Services
    Fort Worth, TX
  • 02/2025 → Present
    Aw Securities
    Addison, TX
  • 02/2025 → Present
    Allworth Financial
    Addison, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-20
  • S66 Uniform Combined State Law Examination
    2016-05-20
Designations

View on SEC IAPD

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