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Austin, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-30 |
| VA | RA | APPROVED | 2021-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Virginia National Guard | Staunton | VA | 07/2012 | 07/2020 |
| Team Beachbody | Virginia Beach | VA | 01/2012 | 06/2017 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 12/2015 | 06/2017 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 01/2016 | 06/2017 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 04/2016 | 05/2017 |
| Wells Fargo Clearing Services, Llc. | Warrenton | VA | 10/2017 | 08/2020 |
| Wells Fargo Bank Na | Warrenton | VA | 08/2017 | 07/2020 |
| Raymond James Financial Services, Inc. | Fredericksburg | VA | 07/2020 | 08/2021 |
| Raymond James Financial Services Advisors, Inc. | Fredericksburg | VA | 07/2020 | 08/2021 |
| Atlantic Union Bank | Fredericksburg | VA | 07/2020 | 08/2021 |
| Ray Capital Advisors Llc | Locust Grove | VA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-22 |
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