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Sean Thomas O Dalaigh

Charles Schwab & Co., Inc.

Vancouver, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-01-15
  • WA RA
    APPROVED
    Since 2025-01-15

Branch Locations

171 Grant Street, Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Chicago IL 09/2015 04/2019
Jp Morgan Chase Bank Chicago IL 02/2015 04/2019
Fisher Investments Camas WA 05/2019 12/2024
Charles Schwab & Co Vancouver WA 12/2024 Present
Charles Schwab Bank, Ssb Vancouver WA 12/2024 Present
  • 09/2015 → 04/2019
    Jp Morgan Securities Llc
    Chicago, IL
  • 02/2015 → 04/2019
    Jp Morgan Chase Bank
    Chicago, IL
  • 05/2019 → 12/2024
    Fisher Investments
    Camas, WA
  • 12/2024 → Present
    Charles Schwab & Co
    Vancouver, WA
  • 12/2024 → Present
    Charles Schwab Bank, Ssb
    Vancouver, WA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-15
S65 Uniform Investment Adviser Law Examination 2019-08-14
  • S63 Uniform Securities Agent State Law Examination
    2025-04-15
  • S65 Uniform Investment Adviser Law Examination
    2019-08-14
Other Names
  • Sean Thomas Daly

View on SEC IAPD

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