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Shannon Christina King

Wells Fargo Clearing Services, LLC

Sarasota, FL

Sarasota, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-13
  • FL RA
    APPROVED
    Since 2021-10-13

Branch Locations

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

8595 S Tamiami Trail, Sarasota, FL 34238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Bradenton FL 02/2013 Present
Wells Fargo Clearing Services Llc Bradenton FL 01/2018 Present
Other Businesses

RENTAL PROPERTY; INV RELATED; PARRISH, FL; 100% OWNERSHIP; START 07/03/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-02
S63 Uniform Securities Agent State Law Examination 2018-06-11
  • S66 Uniform Combined State Law Examination
    2020-12-02
  • S63 Uniform Securities Agent State Law Examination
    2018-06-11
Other Names
  • Shannon King

View on SEC IAPD

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