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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-12 |
Branch Locations
8000 S Chester Street Suite 325, Englewood, CO 80112 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kevin Kerber | Lakewood | CO | 02/2026 | 04/2026 |
| Kevin Kerber | Lakewood | CO | 04/2026 | 07/2026 |
| Northwestern Mutual Investment Services Llc | Lakewood | CO | 04/2026 | 07/2026 |
| Fidelity Investments | Greenwood Village | CO | 08/2015 | 10/2018 |
| Great West Financial | Greenwood Village | CO | 10/2018 | 10/2019 |
| Fidelity Investments | Greenwood Village | CO | 04/2021 | 05/2024 |
| Unemployed | Arvada | CO | 10/2019 | 04/2021 |
| Unemployed | Greenwood Village | CO | 05/2024 | 01/2025 |
| Equitable Advisors, Llc. | New York | NY | 02/2025 | 01/2026 |
| Lpl Enterprise Llc | Englewood | CO | 08/2026 | Present |
1. 8/10/2026 - TYLER FRANKS N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Denver CO - OBA Start date: 07/09/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 8/10/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Denver CO - OBA Start date: 07/09/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-16 |
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