Carter Lindsay Ellis

Current Employers

Guardian Wealth Advisors, Llc

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-01-04

NC RA
APPROVED

Since 2022-01-04

Branch Locations

3211 Shannon Rd Suite 410, Durham, NC 27707 • United States

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kuhn Advisors, Inc.	Durham	NC	07/2014	05/2017
Kuhn Advisors, Inc.	Durham	NC	05/2017	01/2022
Guardian Wealth Advisors, Llc	Raleigh	NC	01/2022	Present

07/2014 → 05/2017

Kuhn Advisors, Inc.

Durham, NC
05/2017 → 01/2022

Kuhn Advisors, Inc.

Durham, NC
01/2022 → Present

Guardian Wealth Advisors, Llc

Raleigh, NC

Previous Registrations

2015-09-30 → 2022-01-04

Kuhn Advisors, Inc.

Durham, NC

Other Businesses

1. 3616 SHANNON ROAD, LLC; NOT INVESTMENT RELATED; REAL ESTATE HOLDING, BUILDING OWNER; 04/2022; 2 HRS/MONTH OUTSIDE TRADING HOURS. 2. VALLEY PEAK TAX & ACCOUNTING; NOT INVESTMENT RELATED; 3616 SHANNON ROAD, SUITE 101, DURHAM, NC, 27707; TAX PREPARATION & BUSINESS CONSULTING; PARTNER, TAX PREPARER; CO-FOUNDER; 12/2024; 40 HRS/MONTH; HRS/MONTH DURING TRADING HOURS VARIES; PREPARES TAX RETURNS FOR INDIVIDUALS, HOUSEHOLDS, AND BUSINESSES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-09-25

S65 Uniform Investment Adviser Law Examination

2015-09-25

Designations

View on SEC IAPD