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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-29 |
Branch Locations
3209 Courtyard Drive, Midland, TX 79705 • United States
500 W Wall St, Midland, TX 79701 • United States
1607 N County Rd W, Odessa, TX 79763 • United States
3800 E. 42Nd Street, Odessa, TX 79762 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Austin | TX | 04/2009 | 11/2018 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 09/2015 | 11/2018 |
| Infinex Investments, Inc. | Meriden | CT | 01/2019 | 09/2021 |
| Bancorpsouth | Austin | TX | 01/2019 | 09/2021 |
| J.P. Morgan Securities Llc | Kyle | TX | 09/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Kyle | TX | 09/2021 | Present |
| Unemployed | Austin | TX | 12/2018 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-21 |
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