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Jay R. Boswell

J.P. Morgan Securities LLC

Bradenton, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-14

Branch Locations

4310 53Rd Ave East, Bradenton, FL 34203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wheat Ridge CO 02/2016 10/2016
J.P. Morgan Securities, Llc Bradenton FL 04/2018 Present
Jpmorgan Chase Bank, Na Bradenton FL 04/2018 04/2020
Wells Fargo Bank, Na Wheat Ridge CO 09/2014 10/2016
Wells Fargo Bank, Na Bradenton FL 10/2016 03/2018
Wells Fargo Clearing Services, Llc Bradenton FL 10/2016 05/2017
Jp Morgan Chase Bank Lakewood Ranch FL 04/2020 Present
  • 02/2016 → 10/2016
    Wells Fargo Clearing Services, Llc
    Wheat Ridge, CO
  • 04/2018 → Present
    J.P. Morgan Securities, Llc
    Bradenton, FL
  • 04/2018 → 04/2020
    Jpmorgan Chase Bank, Na
    Bradenton, FL
  • 09/2014 → 10/2016
    Wells Fargo Bank, Na
    Wheat Ridge, CO
  • 10/2016 → 03/2018
    Wells Fargo Bank, Na
    Bradenton, FL
  • 10/2016 → 05/2017
    Wells Fargo Clearing Services, Llc
    Bradenton, FL
  • 04/2020 → Present
    Jp Morgan Chase Bank
    Lakewood Ranch, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-06
S63 Uniform Securities Agent State Law Examination 2016-04-05
  • S66 Uniform Combined State Law Examination
    2023-06-06
  • S63 Uniform Securities Agent State Law Examination
    2016-04-05
Other Names
  • Jay Boswell
  • Jay R Boswell
  • Jay Robert Boswell

View on SEC IAPD

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