Eric F Cheng

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-20
TX	RA	APPROVED	2024-08-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Walnut Creek	CA	09/2015	08/2019
Bank Of America, N.A.	Walnut Creek	CA	09/2015	08/2019
Jp Morgan Chase Bank, N.A.	Condord	CA	10/2019	03/2021
Jp Morgan Securities Llc	Concord	CA	10/2019	03/2021
Unemployed	Concord	CA	09/2019	09/2019
Oppenheimer & Co. Inc	San Francisco	CA	03/2021	01/2023
Raymond James & Associates	Walnut Creek	CA	01/2023	08/2024
Wells Fargo Clearing Services, Llc	San Francisco	CA	08/2024	Present

09/2015 → 08/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA
09/2015 → 08/2019

Bank Of America, N.A.

Walnut Creek, CA
10/2019 → 03/2021

Jp Morgan Chase Bank, N.A.

Condord, CA
10/2019 → 03/2021

Jp Morgan Securities Llc

Concord, CA
09/2019 → 09/2019

Unemployed

Concord, CA
03/2021 → 01/2023

Oppenheimer & Co. Inc

San Francisco, CA
01/2023 → 08/2024

Raymond James & Associates

Walnut Creek, CA
08/2024 → Present

Wells Fargo Clearing Services, Llc

San Francisco, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-23