Katrina Renee Romney

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-12-22
PA	RA	APPROVED	2020-12-21

NJ RA
APPROVED

Since 2020-12-22
PA RA
APPROVED

Since 2020-12-21

Branch Locations

1901 S 4Th St, Allentown, PA 18103 • United States

659 Main St, Hellertown, PA 18055 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Mount Pocono	PA	10/2011	Present
Wells Fargo Advisors, Llc	Mount Pocono	PA	09/2015	11/2016
Wells Fargo Clearing Services, Llc	Mount Pocono	PA	11/2016	Present

10/2011 → Present

Wells Fargo Bank, Na

Mount Pocono, PA
09/2015 → 11/2016

Wells Fargo Advisors, Llc

Mount Pocono, PA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Mount Pocono, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-19
S63	Uniform Securities Agent State Law Examination	2015-11-19

S66 Uniform Combined State Law Examination

2020-12-19
S63 Uniform Securities Agent State Law Examination

2015-11-19

Other Names

Katrina Dennis
Katrina Renee Dennis