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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-01-03 |
| TX | RA | APPROVED | 2019-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | El Paso | TX | 09/2015 | 04/2019 |
| Principal Securities, Inc. | El Paso | TX | 09/2015 | 04/2019 |
| Graham Capital Strategies Llc | El Paso | TX | 04/2016 | Present |
| Lpl Financial Llc | El Paso | TX | 04/2019 | Present |
2) 4/24/19- Non-Variable Insurance- Agent / fixed, life, LTC, DI- Inv. Related- El Paso, TX- 25hrs/mth- 20% 3) 4/24/19- Cast Iron Holdings, LLC -Business Entity For Tax/Investment Purposes Only- Inv. Related- El Paso, TX - 2hrs/mth- 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-21 |
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