James R Hammack

Current Employers

William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-05-24

IL RA
APPROVED

Since 2024-05-24

Branch Locations

Lake Bluff, IL • United States

150 North Riverside Plaza, Chicago, IL 60606 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

The William Blair Building 150 North Riverside, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Interocean Capital, Llc	Chicago	IL	10/2017	10/2020
Nfp Corporate Services	Northbrook	IL	09/2015	10/2017
Kestra Advisory Services, Llc	Austin	TX	09/2015	10/2017
Interocean Capital Group, Llc	Chicago	IL	10/2020	04/2024
William Blair	Chicago	IL	05/2024	Present

10/2017 → 10/2020

Interocean Capital, Llc

Chicago, IL
09/2015 → 10/2017

Nfp Corporate Services

Northbrook, IL
09/2015 → 10/2017

Kestra Advisory Services, Llc

Austin, TX
10/2020 → 04/2024

Interocean Capital Group, Llc

Chicago, IL
05/2024 → Present

William Blair

Chicago, IL

Previous Registrations

2020-10-30 → 2024-07-30

Interocean Capital

Chicago, IL
2018-10-30 → 2020-10-14

Interocean Capital, Llc

Chicago, IL
2016-10-11 → 2017-10-17

Kestra Advisory Services, Llc

Northbrook, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-11-07
S65	Uniform Investment Adviser Law Examination	2016-10-07

S63 Uniform Securities Agent State Law Examination

2024-11-07
S65 Uniform Investment Adviser Law Examination

2016-10-07

Designations

Other Names

James Richard Hammack

View on SEC IAPD