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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-02-17
TX RA APPROVED 2022-02-17
  • CT RA
    APPROVED
    Since 2022-02-17
  • TX RA
    APPROVED
    Since 2022-02-17

Branch Locations

285 Riverside Avenue Suite 335, Westport, CT 06880 • United States

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Westport CT 10/2009 02/2022
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2022
Rbc Capital Markets, Llc Westport CT 02/2022 Present
City National Bank Westport CT 06/2022 12/2023
  • 10/2009 → 02/2022
    Morgan Stanley Smith Barney
    Westport, CT
  • 01/2015 → 02/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2022 → Present
    Westport, CT
  • 06/2022 → 12/2023
    City National Bank
    Westport, CT
Previous Registrations
Other Businesses

1) Board Member for the Dramatist Guild; effective 6/2010 * 243201 - Rental Property; Investment related; Bridgeport, CT; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2012; During business hours: 0; After business hours: 1; Pay the bills. *236554 - Deo2Go, LLC; Investment related ; Norwalk, CT; Manufacturing and sale of Consumer Product Good based on the patents held; Founder/Inventor (proprietor, partner, officer, director, employee, trustee, agent); Sep 2013; During business hours: 0; After business hours: 8. (3) NAME: Deo2Go, LLC Non-Investment related ADDRESS: 597 Westport Avenue, B324 Norwalk, CT 06851 Nature of OBA: Research, development, manufacturing of consumer product goods Position/Title/Relationship: Owner - Active Start Date: 01/01/10 Time Devoted: 0.25; 0 during securities trading hours DUTIES: Owner, inventor (4) NAME: Tomorrow's Aviators, LLC Non-Investment related ADDRESS: 157 Andrassy Avenue Fairfield, CT 06824 Nature of OBA: Own and leaseback of Cirrus SR20 Position/Title/Relationship: Owner - Active Start Date: 01/01/22 Time Devoted: 1 hour; 0 during securities trading hours DUTIES: Oversee maintenance, rentals, and cash flows. Confirm all registration, license, and subscriptions are up to date (5) NAME: 137 Lisbon, LLC Non-Investment related ADDRESS: 157 Andrassy Avenue Fairfield, CT 06824 Nature of OBA: Rental Property Position/Title/Relationship: Owner - Active Start Date: 01/01/22 Time Devoted: 0.25; 0 during securities trading hours DUTIES: I own the property and will make spending decisions to maintain it (6) NAME: 431 Knapps, LLC Non-Investment Related ADDRESS: 157 Andrassy Avenue Fairfield, CT 06824 Nature of OBA: Rental Property Position/Title/Relationship: Owner - Active Start date: 12/15/21 DUTIES: own and operate the property (7) NAME: Westport Playhouse Non-Investment related ADDRESS: 25 Powers Court Westport, CT 06880 Nature of OBA: non profit theater Title/Position/Relationship: Board of Directors * Start Date: 06/01/22 Time Devoted: 0.25; 0 time during securities trading hours DUTIES: help guide the direction of the organization to help ensure it remains an artistic venue for current and future generations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-07
  • S66 Uniform Combined State Law Examination
    2005-01-07
Other Names
  • Richard P Morrow
  • Richard P Morrow
  • Richard P Morrow
  • Patrick Morrow

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