Calvin Yu

Blackrock Financial Management, Inc

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Current Employers

Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-06
NJ	RA	APPROVED	2019-11-13

NY RA
APPROVED

Since 2021-08-06
NJ RA
APPROVED

Since 2019-11-13

Branch Locations

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs, & Co.	New York	NY	09/2015	08/2018
Qplum Llc	Jersey City	NJ	09/2008	03/2019
Blackrock	New York	NY	10/2019	Present
Blackrock Investments Llc	New York	NY	10/2019	Present
Qplum Llc	Jersey City	NJ	04/2019	05/2019
Self-Employed Consultant	Jersey City	NJ	06/2019	10/2019

09/2015 → 08/2018

Goldman Sachs, & Co.

New York, NY
09/2008 → 03/2019

Qplum Llc

Jersey City, NJ
10/2019 → Present

Blackrock

New York, NY
10/2019 → Present

Blackrock Investments Llc

New York, NY
04/2019 → 05/2019

Qplum Llc

Jersey City, NJ
06/2019 → 10/2019

Self-Employed Consultant

Jersey City, NJ

Previous Registrations

2018-10-31 → 2018-12-11

Qplum Llc

Jersey City, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-02-28
S63	Uniform Securities Agent State Law Examination	2015-12-17

S65 Uniform Investment Adviser Law Examination

2019-02-28
S63 Uniform Securities Agent State Law Examination

2015-12-17

View on SEC IAPD

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