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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-22
CA RA APPROVED 2016-02-23
  • TX RA
    APPROVED
    Since 2016-12-22
  • CA RA
    APPROVED
    Since 2016-02-23

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Tucson, AZ • United States

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 02/2005 Present
Other Businesses

I*98242 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: N NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/1/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-22
  • S66 Uniform Combined State Law Examination
    2016-02-22
Other Names
  • Kevin Curry
  • Kevin M Curry

View on SEC IAPD

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