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Christopher Michael Barstow

LPl Financial LLC

Carlsbad, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-12-22
  • CA RA
    APPROVED
    Since 2017-12-22

Branch Locations

Carlsbad, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 09/2015 Present
  • 09/2015 → Present
    Lpl Financial
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-20
  • S66 Uniform Combined State Law Examination
    2017-12-20

View on SEC IAPD

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