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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-09-09
  • NJ RA
    APPROVED
    Since 2005-09-09

Branch Locations

Chestnut Hill, MA • United States

55 William Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 07/2018 Present
Ubs Financial Services Inc. Boston MA 06/2005 06/2018
Other Businesses

NAME OF OTHER BUSINESS: International Health Solutions, Inc. / INVESTMENT RELATED?:NA / ADDRESS: 319A Allston StBrighton, MA/ NATURE OF THE BUSINESS: Provides healthcare related services to individuals with physical and developmental needs./ POSITION:/ DUTIES:Provide companionship and mentoring for individuals with learning disabilities including mostly children. Activities will include providing emotional support on dealing with life problems including depression and loneness as well as educating on household budgeting and and why to eat healthy and exercise. / START DATE: 4/1/2023 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-28
  • S66 Uniform Combined State Law Examination
    2005-03-28
Other Names
  • William Shad

View on SEC IAPD

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