Best Investors Account Sign in
Inactive

Kathy Marie Kaffer

Creative Planning

Dallas, TX

Overland Park, KS

Claim This Profile
Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-02
  • TX RA
    APPROVED
    Since 2020-10-02

Branch Locations

Dallas, TX • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oscar Gruss & Son Incorporated New York NY 04/2015 02/2017
Unemployed Studying For Cfa Europe 03/2017 10/2019
Thun Financial Advisors Madison WI 11/2019 08/2020
Creative Planning, Inc. Overland Park KS 09/2020 Present
  • 04/2015 → 02/2017
    Oscar Gruss & Son Incorporated
    New York, NY
  • 03/2017 → 10/2019
    Unemployed Studying For Cfa
    Europe
  • 11/2019 → 08/2020
    Thun Financial Advisors
    Madison, WI
  • 09/2020 → Present
    Creative Planning, Inc.
    Overland Park, KS
Previous Registrations
  • 2019-11-20 → 2020-09-30
    Thun Financial Advisors
    Madison, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-20
S63 Uniform Securities Agent State Law Examination 2015-11-17
  • S65 Uniform Investment Adviser Law Examination
    2019-11-20
  • S63 Uniform Securities Agent State Law Examination
    2015-11-17
Designations
Other Names
  • Kathleen Marie Kaffer

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor