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Marissa A Waszak

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Egg Harbor Township, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-09
NJ RA APPROVED 2016-04-28
  • TX RA
    APPROVED
    Since 2016-05-09
  • NJ RA
    APPROVED
    Since 2016-04-28

Branch Locations

3100 Hingston Ave, Egg Harbor Township, NJ 08234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Harbor Township NJ 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-04
  • S66 Uniform Combined State Law Examination
    2016-03-04
Other Names
  • Marissa Oakes
  • Marissa A Oakes

View on SEC IAPD

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