Matthew Randall Loff

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-24
CA	RA	APPROVED	2023-01-23

TX RA
APPROVED_RES

Since 2023-01-24
CA RA
APPROVED

Since 2023-01-23

Branch Locations

400 Spectrum Center Drive Suite 200, Irvine, CA 92618 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Newport Beach	CA	04/2015	11/2016
Wells Fargo Clearing Services, Llc	Newport Beach	CA	11/2016	Present
Rbc Capital Marets, Llc	Newport Beach	CA	01/2023	Present

04/2015 → 11/2016

Wells Fargo Advisors, Llc

Newport Beach, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Newport Beach, CA
01/2023 → Present

Rbc Capital Marets, Llc

Newport Beach, CA

Previous Registrations

2019-10-22 → 2023-01-26

Wells Fargo Clearing Services, Llc

Newport Beach, CA

Other Businesses

NOTARY PUBLIC; NOT INVESTMENT RELATED; IRVINE,CA; NOTARY; START DATE 05/12/2014; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; NOTARIZING DOCUMENTS. COLUMBUS GROVE HOA; NOT INVESTMENT RELATED; TUSTIN,CA; BOARD MEMBER; START DATE 04/12/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS HOA ISSUES, DUES, REPAIRS, AND RULE CHANGES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-21

S66 Uniform Combined State Law Examination

2019-10-21

Other Names

Matt Loff
Matt Randall Loff
Matthew Randall Loff
Matthew Loff

View on SEC IAPD