Gerald A Clas

Current Employers

Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-12-08

CO RA
APPROVED

Since 2024-12-08

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

8241 S. Continental Divide Road, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Noodles & Company	Littleton	CO	08/2008	04/2017
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	11/2018
Mml Investors Services, Llc	Greenwood Village	CO	03/2017	11/2018
Axa Advisors, Llc	New York	NY	12/2018	06/2020
Msi Financial Services, Inc	Greenwood Village	CO	09/2015	03/2017
Equitable Advisors, Llc	New York	NY	12/2018	07/2021
Cedrus Llc	Littleton	CO	07/2021	12/2024
Srs Capital Advisors, Llc	Denver	CO	12/2024	Present

08/2008 → 04/2017

Noodles & Company

Littleton, CO
07/2016 → 11/2018

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → 11/2018

Mml Investors Services, Llc

Greenwood Village, CO
12/2018 → 06/2020

Axa Advisors, Llc

New York, NY
09/2015 → 03/2017

Msi Financial Services, Inc

Greenwood Village, CO
12/2018 → 07/2021

Equitable Advisors, Llc

New York, NY
07/2021 → 12/2024

Cedrus Llc

Littleton, CO
12/2024 → Present

Srs Capital Advisors, Llc

Denver, CO

Previous Registrations

2021-08-03 → 2025-03-26

Cedrus

Littleton, CO

Lakewood, CO
2018-12-04 → 2021-07-22

Equitable Advisors, Llc

Lakewood, CO

Greenwood Village, CO
2018-03-09 → 2018-11-30

Mml Investors Services, Llc

Greenwood Village, CO

Other Businesses

1. TRUSTEE OF CHARLES A. CLAS TRUST, EFF. 12/28/16; RELATIONSHIP: FP IS HIS SON. 2. Independent Insurance Agent, Investment Related, Littleton, CO, Start Date 01-2016, Lines of authority in Life, Variable Products, and Accident & Health, approximately 2 hours per month devoted to insurance activities, sell insurance products 2. GERALD CLAS, 1085 S COLUMBINE ST. DENVER, CO 80209; NOT INVESTMENT RELATED. INDEPENDENT INSURANCE AGENT; FP IS SERVICING FIXED LIFE INSURANCE PRODUCTS FOR CENTENNIAL STATE FINANCIAL; START DATE 01/18/2016; APPROX. 1 HR. SPENT PER MONTH; APPROX. $1,000 ANNUAL COMPENSATION. 3. APPOINTED TO SELL OUTSIDE EQUITABLE NETWORK INSURANCE BUSINESS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-20

S66 Uniform Combined State Law Examination

2018-02-20

View on SEC IAPD