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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-08
OR RA APPROVED 2017-03-22
  • TX RA
    APPROVED_RES
    Since 2022-12-08
  • OR RA
    APPROVED
    Since 2017-03-22

Branch Locations

Hillsboro, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ymj Group Llc Tigard OR 09/2015 Present
Axa Advisors New York NY 12/2016 06/2020
Equitable Advisors, Llc New York NY 12/2016 Present
  • 09/2015 → Present
    Ymj Group Llc
    Tigard, OR
  • 12/2016 → 06/2020
    Axa Advisors
    New York, NY
  • 12/2016 → Present
    New York, NY
Other Businesses

Tax Preparer, IRS Volunteer Income Tax Assistance, Multiple Locations in Portland & Beaverton Oregon, 1/28/17, 12 hrs month, no comp. Mumtaza Foundation Treasurer, Checking and maintain the financial books and records, approx. 8 hrs. month, no comp.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-21
  • S66 Uniform Combined State Law Examination
    2017-03-21
Other Names
  • Samuel Yoo
  • Sam Yoo

View on SEC IAPD

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