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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-05-30
MA RA APPROVED 2025-05-29
  • RI RA
    APPROVED
    Since 2025-05-30
  • MA RA
    APPROVED
    Since 2025-05-29

Branch Locations

East Greenwich, RI • United States

53 State Street Suite 3801, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Boston MA 08/2015 Present
  • 08/2015 → Present
    Sanford C. Bernstein & Co., Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-19
S63 Uniform Securities Agent State Law Examination 2024-12-31
  • S65 Uniform Investment Adviser Law Examination
    2025-05-19
  • S63 Uniform Securities Agent State Law Examination
    2024-12-31

View on SEC IAPD

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