Erica Ann West

Current Employers

Townsquare Capital, Llc

Traverse Ridge Center Ii 3450 Triumph Boulevard, Lehi, UT 84043 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2023-10-30

UT RA
APPROVED

Since 2023-10-30

Branch Locations

Traverse Ridge Center Ii 3450 Triumph Boulevard, Lehi, UT 84043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Llc	American Fork	UT	09/2015	04/2018
Townsquare Capital	Provo	UT	04/2018	Present

09/2015 → 04/2018

Fidelity Brokerage Services, Llc

American Fork, UT
04/2018 → Present

Townsquare Capital

Provo, UT

Other Businesses

the name of the other business;Hosted by Us whether the business is investment-related;Not investment related the address of the other business;962 S 850 W, American Fork, UT the nature of the other business;Short term rentals your position;Manager title, or relationship with the other business;Member the start date of your relationship; May 31, 2023 the approximate number of hours/month you devote to the other business;10 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business; Service, cleaning & maintenance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-29
S63	Uniform Securities Agent State Law Examination	2015-11-30

S65 Uniform Investment Adviser Law Examination

2023-10-29
S63 Uniform Securities Agent State Law Examination

2015-11-30

Other Names

Erica Ann Player
Erica Ann Player Adamson

View on SEC IAPD