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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-01-31 |
| TX | RA | APPROVED | 2022-05-17 |
| NC | RA | APPROVED | 2020-11-19 |
Branch Locations
3540 Toringdon Way Suite 510, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 09/2015 | 04/2018 |
| Financial Resources Group | Fort Mill | SC | 09/2015 | 04/2018 |
| Thrivent Financial | Naperville | IL | 04/2018 | 07/2018 |
| Thrivent Investment Management Inc | Naperville | IL | 04/2018 | 09/2020 |
| Thrivent Financial | Appleton | WI | 07/2018 | 09/2020 |
| Thrivent Advisor Network, Llc D/B/A Intentgen Financial Planners | Naperville | IL | 09/2020 | 11/2020 |
| Purshe Kaplan Sterling Investments, Inc. | Naperville | IL | 09/2020 | 11/2020 |
| Raymond James & Associates, Inc. | Charlotte | NC | 11/2020 | Present |
(1)Name of Business: Jay's Maize Kettle Corn Company Address: 2039 Clover Hill Rd, Indian Land, SC, 29707, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife runs the business and I assist with coordinating with event organizers to set-up at several weekend events a year to sell popcorn to attendees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-13 |
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