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Thomas John Colombo

Northcoast Asset Management LLC

Waxhaw, NC

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Current Employers
Northcoast Asset Management Llc

400 Atlantic Sreet 6Th Floor, Stamford, CT 06901 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-06
  • NC RA
    APPROVED
    Since 2025-01-06

Branch Locations

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Charlotte NC 01/2016 02/2019
Morgan Stanley Private Bank, National Association New York NY 07/2017 02/2019
Northcoast Asset Management Llc Greenwich CT 03/2019 10/2021
Connectus Wealth Greenwich CT 11/2021 06/2024
Kovitz Investment Group Partners, Llc Waxhaw NC 06/2024 Present
  • 01/2016 → 02/2019
    Charlotte, NC
  • 07/2017 → 02/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2019 → 10/2021
    Greenwich, CT
  • 11/2021 → 06/2024
    Connectus Wealth
    Greenwich, CT
  • 06/2024 → Present
    Kovitz Investment Group Partners, Llc
    Waxhaw, NC
Previous Registrations
  • 2024-06-03 → 2024-12-31
    Waxhaw, NC
  • 2021-11-18 → 2024-07-25
    Connectus Wealth
    Waxhall, NC
  • 2019-03-20 → 2021-11-08
    Northcoast Asset Management Llc
    Waxhaw, NC
    Greenwich, CT
  • 2016-03-25 → 2019-02-25
    Charlotte, NC
Other Businesses

QB Focus LLC; Not investment related; Bridgewater, MA; Athletic Training; Co-owner; Start date: 05/2013; During business hours: 0; After business hours: 2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-25
  • S66 Uniform Combined State Law Examination
    2016-03-25
Other Names
  • Tommy Colombo

View on SEC IAPD

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