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Stratton Harrison

Xypn Sapphire

Chicago, IL

Bozeman, MT

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Current Employers
Xypn Sapphire

24 E. Main Street, Bozeman, MT 59715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-02-14
  • IL RA
    APPROVED
    Since 2025-02-14

Branch Locations

Chicago, IL • United States

24 E. Main Street, Bozeman, MT 59715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Chicago IL 03/2020 05/2021
Massmutual Chicago Chicago IL 06/2018 03/2020
Massmutual Great Lakes Southfield MI 04/2017 06/2018
Massmutual Chicago Chicago IL 06/2016 04/2017
Baird Chicago IL 05/2021 07/2024
Allworth Financial Glenview IL 07/2024 02/2025
Aw Securities Glenview IL 07/2024 02/2025
Xypn Invest Bozeman MT 02/2025 Present
  • 03/2020 → 05/2021
    Rbc Capital Markets, Llc
    Chicago, IL
  • 06/2018 → 03/2020
    Massmutual Chicago
    Chicago, IL
  • 04/2017 → 06/2018
    Massmutual Great Lakes
    Southfield, MI
  • 06/2016 → 04/2017
    Massmutual Chicago
    Chicago, IL
  • 05/2021 → 07/2024
    Baird
    Chicago, IL
  • 07/2024 → 02/2025
    Allworth Financial
    Glenview, IL
  • 07/2024 → 02/2025
    Aw Securities
    Glenview, IL
  • 02/2025 → Present
    Xypn Invest
    Bozeman, MT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-15
  • S66 Uniform Combined State Law Examination
    2020-12-15
Designations

View on SEC IAPD

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