James Shannon Morris

Current Employers

Employment History

• 12/2015 → 12/2020
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 12/2015 → 12/2020
  Mml Distributors Llc
  Potomac, MD
• 12/2023 → Present
  Mma Securities Llc
  Mclean, VA
• 12/2023 → Present
  Marsh Mclennan Agency
  Mclean, VA
• 02/2022 → 12/2023
  United Bank / United Brokerage Services, Inc.
  Washington, DC
• 04/2021 → 02/2022
  Nova 401(K) Assoc.
  Houston, TX
• 12/2020 → 04/2021
  Unemployed
  Potomac, MD

Previous Registrations

• 2022-07-06 → 2023-12-15
  United Brokerage Services, Inc
  Vienna, VA
• 2010-08-09 → 2013-07-22
  Park Avenue Securities Llc
  Chevy Chase, MD
• 2005-01-14 → 2010-07-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baltimore, MD
  North Bethesda, MD
  Baltimore, MD

Other Businesses

1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams

• S66 Uniform Combined State Law Examination
  2005-01-13

Other Names

• James S Morris
• Jim Morris
• James S Morris
• James S Morris